37
North Rock Fund, Ltd updates its Form D — $2.24B sold
Fund raise update · Hedge fund · Open-ended · Offering Indefinite · Sold $2.24B · Grand Cayman, Cayman Islands · filed 2025-06-04
3(c)(7) — qualified purchasers
37
North Rock Fund, Ltd updates its Form D — $3.5B sold
Fund raise update · Hedge fund · Open-ended · George Town, Grand Cayman, Cayman Islands · Form D/A filed 2026-05-27 · all North Rock vehicles
$100M+ sold3(c)(7) — qualified purchasers
Why now — by persona
Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
People on the filing
| Robert P. Swan, III | Executive Officer |
| Sean G. McGould | Executive Officer |
| Georgia R. Prinsloo | Director |
| Matt R. Aureimma | Director |
| n/a North Rock Capital Management, LLC | Investment Manager |
| n/a Lighthouse Investment Partners, LLC | Owner of Investment Manager |
| Kelly R. Perkins | Executive Officer, Director |
| Benjamin C. Browning | Executive Officer |
Signed by Kelly R. Perkins, CIO of Investment Manager and Director of Issuer.
Placement agents / sales compensation: Bradesco Investments Inc.; JP Morgan Securities LLC; Raymond James and Associates, Inc.; Raymond James Financial Services, Inc.; Ashton Thomas Securities, LLC; Bank Julius Baer and Co Ltd; AAN Advisor HK Limited; Saudi Fransi Capital; CAIS Capital LLC; Wells Fargo Clearing Services, LLC
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.
Other filings by this issuer
37
North Rock Fund, Ltd updates its Form D — $2.24B sold
Fund raise update · Hedge fund · Open-ended · Offering Indefinite · Sold $2.24B · Grand Cayman, Cayman Islands · filed 2025-02-14
3(c)(7) — qualified purchasers