37
North Rock Fund, L.P. updates its Form D — $1.28B sold
Fund raise update · Hedge fund · Open-ended · Offering Indefinite · Sold $1.28B · PALM BEACH GARDENS, FL · filed 2026-05-27
3(c)(7) — qualified purchasers
37
North Rock Fund, L.P. updates its Form D — $1.16B sold
Fund raise update · Hedge fund · Open-ended · PALM BEACH GARDENS, FL · Form D/A filed 2025-06-04 · all North Rock vehicles
$100M+ sold3(c)(7) — qualified purchasers
Why now — by persona
Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
People on the filing
| Sean G. McGould | Executive Officer of Lighthouse |
| N/A N/A North Rock Capital Management, LLC | General Partner |
| N/A N/A Lighthouse Investment Partners LLC | Owner of GP |
| Kelly R. Perkins | Chief Investment Officer of GP |
| Robert P. Swan, III | Executive Officer of Lighthouse and GP |
| N/A N/A North Rock Fund, Limited | Parallel fund affiliated offshore fund |
Signed by Robert P. Swan, III, Vice Pres., Lighthouse Investment Partners, LLC, Inv. Mgr.
Placement agents / sales compensation: JP Morgan Securities LLC; Raymond James and Associates, Inc.; CAIS Capital LLC; Wells Fargo Advisors Financial Network, LLC; Bradesco BAC Florida Investments Corp.; Wells Fargo Clearing Service, LLC; Wells Fargo Clearing Service, LLC; Raymond James Financial Services, Inc.; Wells Fargo Clearing Service, LLC; Ashton Thomas Securities, LLC (Arax)
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.
Other filings by this issuer
37
North Rock Fund, L.P. updates its Form D — $1.16B sold
Fund raise update · Hedge fund · Open-ended · Offering Indefinite · Sold $1.16B · PALM BEACH GARDENS, FL · filed 2025-02-14
3(c)(7) — qualified purchasers