FormDSignal
37

North Rock Fund, L.P. updates its Form D — $1.28B sold

Fund raise update · Hedge fund · Open-ended · PALM BEACH GARDENS, FL · Form D/A filed 2026-05-27 · all North Rock vehicles
$100M+ sold3(c)(7) — qualified purchasers

Why now — by persona

Relevant to: Fund audit & tax, Fund administrator. Lead card pending.

People on the filing

Kelly R. PerkinsExecutive Officer
Sean G. McGouldExecutive Officer
Benjamin C. BrowningExecutive Officer
n/a Lighthouse Investment Partners, LLCOwner of the General Partner and Investment Manager
Robert P. Swan, IIIExecutive Officer
n/a North Rock Capital Management, LLCGeneral Partner and Investment Manager

Signed by Kelly R. Perkins, CIO of General Partner and Investment Manager.

Placement agents / sales compensation: Wells Fargo Clearing Service, LLC; Raymond James Financial Services, Inc.; Ashton Thomas Securities, LLC; Bradesco Investments Inc.; JP Morgan Securities LLC; Raymond James and Associates, Inc.; CAIS Capital LLC

Filing contact

The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.

Other filings by this issuer

All North Rock vehicles on Form D →