Regional Management Corp. (RM): CRO Elizabeth Canini appointed

Events in this filing

Item 5.02 as filed

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On October 28, 2026, the employment of Manish Parmar, Executive Vice President and Chief Credit Risk Officer of the Company, was terminated without cause, effective immediately. The termination of Mr. Parmar’s employment will be treated as a “Qualifying Termination” under the Regional Management Corp. Executive Severance and Change in Control Plan, as amended and restated effective October 30, 2025 (the “ Severance Plan ”), previously filed as Exhibit 10.3 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on November 5, 2025. As a result, Mr. Parmar will be entitled to receive benefits under the Severance Plan, subject to his compliance with the restrictive covenants contained in the Severance Plan.
On October 28, 2026, the Company announced that its Board of Directors (the “ Board ”) had appointed Elizabeth Canini as Chief Credit Risk Officer of the Company, effective as of November 2, 2026, and issued a press release announcing the Chief Credit Risk Officer transition. The press release is attached hereto as Exhibit 99.3.