New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 130New SEC-registered adviser · 83New SEC adviser (120-day rule) · 80New state-registered adviser · 282
575 registrations effective in the last 45 days · page 8 of 12
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 49 | 2026-10-08 | TOP DOWN FOUNDERS FUND MANAGEMENSDT LTD. CRD 340409 · 802-137680 | New exempt reporting adviser | Vancouver, Bc | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-08 | WCP MANAGEMENT I, LLC CRD 344901 · 802-137676 | New exempt reporting adviser | Chicago, IL | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-08 | A2 CAPITAL GROUP LLC CRD 344196 | New state-registered adviser | Arlington, VA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-08 | SCHLANGER FINANCIAL CRD 344427 | New state-registered adviser | Littleton, CO | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-08 | LONGEVITY FIDUCIARY CRD 340324 | New state-registered adviser | Houston, TX | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-08 | INFERENCE WEALTH CRD 343858 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-08 | ONEWAY FINANCIAL, LLC CRD 341114 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-08 | AUREVIA WEALTH MANAGEMENT LLC CRD 341583 | New state-registered adviser | Houston, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-08 | FLEMING WEALTH CRD 343807 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-10-08 | SOLID ROCK FINANCIAL SOLUTIONS LLC CRD 343987 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-08 | VERTUMNUS CAPITAL LLC CRD 342374 | New state-registered adviser | Clayton, MO | 1 | — | No website listedPerformance fees | subscribers | IAPD |
| 75 | 2026-10-09 | ON POINT CRNA CRD 312142 · 801-137474 | New SEC-registered adviser | — | 4 | $100M | Notice-filed in 5+ states | subscribers | IAPD |
| 68 | 2026-10-09 | BRADY INVESTMENT COUNSEL LLC CRD 128814 · 801-137501 | New SEC-registered adviser | — | 1 | $113M | subscribers | IAPD | |
| 54 | 2026-10-09 | LGT CAPITAL PARTNERS (UK) CRD 342450 · 802-137681 | New exempt reporting adviser | London, Greater London | — | — | Advises private fundsBroker-dealer affiliate | subscribers | IAPD |
| 49 | 2026-10-09 | EVERCREST CAPITAL PARTNERS LLC CRD 344501 · 802-137684 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-09 | DG WESTWIND CAPITAL LLP CRD 344648 · 802-137686 | New exempt reporting adviser | London, England | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-09 | AZURIA CAPITAL CRD 344330 · 802-137682 | New exempt reporting adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-09 | INTERVIA PARTNERS, LLC CRD 344960 · 802-137685 | New exempt reporting adviser | San Jose, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-10-09 | TWE NEURALINK SPV MGR, LLC CRD 344872 · 802-137695 | New exempt reporting adviser | Houston, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-10-09 | CLEARLEAF CRD 288707 · 802-137689 | New exempt reporting adviser | Louisville, KY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 43 | 2026-10-09 | EVERCREST CAPITAL PARTNERS LLC CRD 344501 · 802-137684 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-09 | CLEARLEAF CRD 288707 · 802-137689 | New state-registered adviser | Louisville, KY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-10-09 | K VENTURES GROWTH GP LLC CRD 344991 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-10-09 | GALACTIC CAPITAL MANAGEMENT, LLC CRD 343996 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-09 | GINA HAN WEALTH ADVISORY LLC CRD 343729 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 32 | 2026-10-09 | CURRAN & COMPANY WEALTH ADVISORY CRD 344308 | New state-registered adviser | Bel Air, MD | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 32 | 2026-10-09 | HUNTER FINANCIAL PLANNING CRD 344507 | New state-registered adviser | — | 1 | — | No website listed | subscribers | IAPD |
| 32 | 2026-10-09 | OSTLER FINANCIAL ADVISORS CRD 344500 | New state-registered adviser | — | 2 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-09 | MAXIMFORTE PRIVATE WEALTH LLC CRD 342663 | New state-registered adviser | New York, NY | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-09 | ABNEY WEALTH PARTNERS CRD 343449 | New state-registered adviser | Youngsville, LA | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 46 | 2026-10-11 | TWE POLYMARKET MGR, LLC CRD 344846 · 802-137698 | New exempt reporting adviser | Houston, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-10-11 | ONE AXBRIDGE GLOBAL LLC CRD 344869 · 802-137696 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-10-12 | JELLOLA INVESTMENTS PTE. LTD. CRD 344665 · 802-137702 | New exempt reporting adviser | Singapore | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-10-12 | TENUCIA PARTNERS LIMITED CRD 343003 · 802-137699 | New exempt reporting adviser | Hong Kong | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 43 | 2026-10-12 | DECORUS IMPERIUM CRD 345016 | New state-registered adviser | Pompano Beach, FL | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-12 | FOURTH PICK MANAGEMENT COMPANY, LLC CRD 344421 | New state-registered adviser | Burbank, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 32 | 2026-10-12 | STEEL TOE WEALTH CRD 344216 | New state-registered adviser | Okemos, MI | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 82 | 2026-10-13 | ACCIAL CAPITAL MANAGEMENT LLC CRD 305587 · 801-136883 | New SEC-registered adviser | Miami, FL | 21 | $164M | Advises private funds10+ employeesHas custody+1 | subscribers | IAPD |
| 68 | 2026-10-13 | YELLOWWOOD WEALTH SOLUTIONS, LLC CRD 344334 · 801-137498 | New SEC adviser (120-day rule) | Charlotte, NC | 7 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 68 | 2026-10-13 | MATTHEW JAMES TAX & WEALTH MANAGEMENT L.L.C. CRD 344272 · 801-137493 | New SEC adviser (120-day rule) | Lafayette, LA | 7 | — | 120-day rule (must reach $100M RAUM) | subscribers | IAPD |
| 61 | 2026-10-13 | MONT AI CRD 340142 · 801-137503 | New SEC-registered adviser | Seattle, WA | 4 | $32K | subscribers | IAPD | |
| 61 | 2026-10-13 | ALTRUNOVA CRD 343393 · 801-137280 | New SEC-registered adviser | Chicago, IL | 5 | $0 | No RAUM yet | subscribers | IAPD |
| 49 | 2026-10-13 | ENCORE UGP LLC CRD 344999 · 802-137704 | New exempt reporting adviser | Clayton, MO | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-13 | 404 ENDEAVORS WIZARD INVEST MANAGER, INC. CRD 344848 · 802-137705 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-10-13 | BIG RED HOUSE MANAGEMENT CRD 344416 · 802-137706 | New exempt reporting adviser | Mount Pleasant, SC | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 43 | 2026-10-13 | TERTON CAPITAL MANAGEMENT, LLC CRD 343748 | New state-registered adviser | Irvine, CA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-13 | NUVION VENTURES LLC CRD 344925 | New state-registered adviser | Seattle, WA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-13 | FELIX GLOBAL INVESTMENT MANAGEMENT LLC CRD 343587 | New state-registered adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-10-13 | PNW PROSPERITY & WEALTH MANAGEMENT CRD 342722 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-13 | FIVE TALENT FINANCIAL LLC CRD 343569 | New state-registered adviser | Murray, KY | 2 | $0 | No RAUM yetPerformance fees | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
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