New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 133New SEC-registered adviser · 88New SEC adviser (120-day rule) · 85New state-registered adviser · 287
593 registrations effective in the last 45 days · page 4 of 12
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 35 | 2026-09-22 | CHESTNUT BEACH WEALTH CRD 342548 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-22 | DALY CAPITAL MANAGEMENT CRD 343035 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listedHas custody+1 | subscribers | IAPD |
| 32 | 2026-09-22 | SAND RUN WEALTH MANAGEMENT CRD 344316 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-22 | WILSHIRECORE PLUS MANAGER LLC CRD 343816 | New state-registered adviser | Santa Monica, CA | — | — | No website listed | subscribers | IAPD |
| 32 | 2026-09-22 | FORTINO WEALTH MANAGEMENT, LLC CRD 344088 | New state-registered adviser | Overland Park, KS | 1 | $2 | No website listed | subscribers | IAPD |
| 72 | 2026-09-23 | BCM FIXED INCOME CRD 344121 · 801-137351 | New SEC adviser (120-day rule) | Atlanta, GA | 6 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNotice-filed in 5+ states+1 | subscribers | IAPD |
| 68 | 2026-09-23 | KNECHT CAPITAL MANAGEMENT, LLC CRD 319100 · 801-137190 | New SEC-registered adviser | — | 1 | $116M | Has custody | subscribers | IAPD |
| 67 | 2026-09-23 | ARK CAPITAL INVESTMENTS LLC CRD 343735 · 801-137360 | New SEC-registered adviser | St Petersburg, FL | 5 | — | Broker-dealer affiliateNo website listedNotice-filed in 5+ states+1 | subscribers | IAPD |
| 49 | 2026-09-23 | SECOVIA CAPITAL LLC CRD 344338 · 802-137581 | New exempt reporting adviser | Dallas, TX | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-23 | FLOWSTREAM ASSET MANAGEMENT, LLC CRD 344379 · 802-137584 | New exempt reporting adviser | Short Hills, NJ | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-23 | BROWN VENTURE GROUP LLC CRD 344266 · 802-137585 | New exempt reporting adviser | Saint Paul, MN | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-23 | BROWN VENTURE GROUP LLC CRD 344266 · 802-137585 | New state-registered adviser | Saint Paul, MN | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-23 | SAND POINT CAPITAL MANAGEMENT, LP CRD 343137 | New state-registered adviser | East Palo Alto, CA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-23 | BODNEY CAPITAL MANAGEMENT LLC CRD 341232 | New state-registered adviser | Arlington, VA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-23 | DROGHEDA CAPITAL LLC CRD 344714 | New state-registered adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-23 | PERIDGE CAPITAL MANAGEMENT LLC CRD 344243 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 38 | 2026-09-23 | AILARES CRD 340575 | New state-registered adviser | Monmouth Junction, NJ | 4 | $0 | No RAUM yetHas custodyPerformance fees | subscribers | IAPD |
| 35 | 2026-09-23 | STRONG TOWER FINANCIAL GROUP CRD 343008 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-23 | GULFCOAST EMBERS ADVISORS CRD 343184 | New state-registered adviser | — | 1 | $2M | Has custody | subscribers | IAPD |
| 35 | 2026-09-23 | VECTOR7 CAPITAL CRD 341471 | New state-registered adviser | Chicago, IL | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-23 | GRAYSBROOK PRIVATE WEALTH CRD 341499 | New state-registered adviser | Palm Beach Gardens, FL | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 32 | 2026-09-23 | 83 FINANCIAL CRD 341589 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 32 | 2026-09-23 | ZHIDI LUO CRD 342453 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-23 | AUGEO WEALTH MANAGEMENT CRD 341437 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 17 | 2026-09-23 | GREEN SQUARE AM CRD 343857 | New state-registered adviser | Memphis, TN | 3 | $0 | No RAUM yetNo website listedDisciplinary disclosure | subscribers | IAPD |
| 62 | 2026-09-24 | BORIA WEALTH MANAGEMENT, LTD CRD 343761 · 801-137370 | New SEC adviser (120-day rule) | Wayzata, MN | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 56 | 2026-09-24 | DIVERSIFIED WEALTH ADVISORS, LLC CRD 311903 · 801-137374 | New SEC-registered adviser | Kansas City, MO | 5 | $138M | Disciplinary disclosure | subscribers | IAPD |
| 49 | 2026-09-24 | BLING CAPITAL CRD 341490 · 802-137588 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-24 | CAPITAL SQUARE PARTNERS MANAGEMENT PTE. LTD. CRD 324706 · 802-137592 | New exempt reporting adviser | Singapore | — | — | Advises private funds | subscribers | IAPD |
| 48 | 2026-09-24 | MAZE INVESTMENTS, LLC CRD 153913 · 801-121747 | New state-registered adviser | Los Angeles, CA | 3 | $46M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 43 | 2026-09-24 | CAPFLOW GROUP INC. CRD 337653 | New state-registered adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-24 | BLING CAPITAL CRD 341490 · 802-137588 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-24 | MARIN WEALTH ADVISORS LLC CRD 123237 · 801-113162 | New state-registered adviser | San Rafael, CA | 5 | $76M | subscribers | IAPD | |
| 35 | 2026-09-24 | IB WEALTH MANAGEMENT CRD 342668 | New state-registered adviser | Havre, MT | 5 | — | No website listed | subscribers | IAPD |
| 35 | 2026-09-24 | PARA CAPITAL GROUP, LLC CRD 343839 | New state-registered adviser | Cheyenne, WY | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-24 | CARICO PRIVATE WEALTH MANAGEMENT CRD 342716 | New state-registered adviser | — | 2 | $0 | No RAUM yetPerformance fees | subscribers | IAPD |
| 35 | 2026-09-24 | RIDGEPOINT WEALTH PARTNERS LLC CRD 343808 | New state-registered adviser | Rolling Hills Estates Hills Estatespalos Verdes, CA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-24 | BEACON VETERINARY WEALTH CRD 342859 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-24 | HAVERFORD WEALTH MANAGEMENT, LLC CRD 343087 | New state-registered adviser | Erie, PA | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 87 | 2026-09-25 | COLLABORATIVE FUND MANAGEMENT LLC CRD 167366 · 801-137384 | New SEC-registered adviser | New York, NY | 30 | $1.8B | Advises private funds10+ employeesHas custody+1 | subscribers | IAPD |
| 68 | 2026-09-25 | STAX LABS CRD 343399 · 801-137390 | New SEC adviser (120-day rule) | — | 4 | — | 120-day rule (must reach $100M RAUM) | subscribers | IAPD |
| 65 | 2026-09-25 | ASK CAPITAL INVESTMENT MANAGERS CRD 287711 · 801-137369 | New SEC-registered adviser | Amarillo, TX | 2 | $110M | No website listed | subscribers | IAPD |
| 65 | 2026-09-25 | CAMBIAL PARTNERS LP CRD 343375 · 801-137388 | New SEC adviser (120-day rule) | New York, Ny, NY | 3 | — | 120-day rule (must reach $100M RAUM)Performance fees | subscribers | IAPD |
| 65 | 2026-09-25 | 24A CAPITAL MANAGEMENT LLC CRD 344247 · 801-137382 | New SEC adviser (120-day rule) | Houston, TX | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetPerformance fees | subscribers | IAPD |
| 58 | 2026-09-25 | ARCTOS CAPITAL PARTNERS AG CRD 342745 · 801-137392 | New SEC-registered adviser | Zurich | 3 | $0 | No RAUM yet | subscribers | IAPD |
| 51 | 2026-09-25 | DAISHIN AMERICA LLC CRD 344790 · 802-137599 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 49 | 2026-09-25 | LIVE OAK RESOURCE PARTNERS CRD 334456 · 802-137596 | New exempt reporting adviser | Houston, TX | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-09-25 | CORNER SPEED CAPITAL PARTNERS CRD 344293 · 802-137595 | New exempt reporting adviser | Fort Worth, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 43 | 2026-09-25 | BRIGHTWATER LIQUID ALTERNATIVES ADVISOR LLC CRD 343820 | New state-registered adviser | San Juan, PR | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-25 | JCH EQUITY CRD 344474 | New state-registered adviser | Huntsville, TX | — | — | Advises private funds | subscribers | IAPD |
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