FormDSignal
72

Bcm Fixed Income registers with the SEC under the 120-day rule (Atlanta, GA)

New SEC adviser (120-day rule) · CRD 344121 · 801-137351 · effective 2026-09-23

Effective 2026-09-23. 6 employees (5 advisory), no regulatory AUM reported yet. Notice-filed in MN, NV, NY, NC, PA, SC +4. Limited Liability Company (GA).

120-day rule (must reach $100M RAUM)No RAUM yetNotice-filed in 5+ statesPerformance fees

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Custodian / clearing
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance