New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 130New SEC-registered adviser · 83New SEC adviser (120-day rule) · 80New state-registered adviser · 282
575 registrations effective in the last 45 days · page 12 of 12
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 87 | 2026-10-23 | ALPHA EDISON MANAGEMENT COMPANY, LLC CRD 284514 · 801-137320 | New SEC-registered adviser | Los Angeles, CA | 10 | $738M | Advises private funds10+ employeesHas custody+1 | subscribers | IAPD |
| 74 | 2026-10-23 | COOLABAH CAPITAL INVESTMENTS (USA) INC CRD 336841 · 801-137510 | New SEC-registered adviser | Miami, FL | 6 | $65M | Advises private fundsPerformance fees | subscribers | IAPD |
| 71 | 2026-10-23 | BRIGHTHAVEN FINANCIAL ADVISORS CRD 318730 · 801-137594 | New SEC-registered adviser | Huntsville, AL | 4 | $107M | subscribers | IAPD | |
| 68 | 2026-10-23 | CRESCENT ADVISORY SOLUTIONS, LLC CRD 344292 · 801-137579 | New SEC adviser (120-day rule) | Cary, NC | 11 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees+1 | subscribers | IAPD |
| 68 | 2026-10-23 | PICACHO FINANCIAL CONSULTING CRD 344639 · 801-137583 | New SEC adviser (120-day rule) | Hermosa Beach, CA | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 66 | 2026-10-23 | GK PRIVATE INVESTMENT LLC CRD 342106 · 801-137589 | New SEC-registered adviser | Santa Monica, CA | 1 | $11M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 65 | 2026-10-23 | HAVEN FUNDING LLC CRD 344545 · 801-137586 | New SEC adviser (120-day rule) | Santa Barbara, CA | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 65 | 2026-10-23 | NOSTRADAMUS SOLUTIONS LLC CRD 344458 · 801-137580 | New SEC adviser (120-day rule) | Miami, FL | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 63 | 2026-10-23 | REGENCY FINANCIAL GROUP CRD 139892 · 801-137504 | New SEC-registered adviser | — | 1 | $35M | subscribers | IAPD | |
| 61 | 2026-10-23 | AYRES CAPITAL MANAGEMENT LLC CRD 344705 · 801-137570 | New SEC-registered adviser | London, Greater London | 5 | — | Performance fees | subscribers | IAPD |
| 58 | 2026-10-23 | ATRIUS AI, INC. CRD 344563 · 801-137577 | New SEC-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 58 | 2026-10-23 | IHSAN WEALTH CRD 341909 · 801-137591 | New SEC-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 49 | 2026-10-23 | ZERO INDEX CRD 343429 · 802-137779 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-23 | MAR ACROSS MANAGEMENT LLC CRD 340175 · 802-137778 | New exempt reporting adviser | Miami, FL | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-10-23 | STONEMARCC CAPITAL MANAGEMENT LLC CRD 345237 · 802-137781 | New exempt reporting adviser | Saint Petersburg, FL | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 43 | 2026-10-23 | ZERO INDEX CRD 343429 · 802-137779 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-23 | MAR ACROSS MANAGEMENT LLC CRD 340175 · 802-137778 | New state-registered adviser | Miami, FL | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-23 | STONEMARCC CAPITAL MANAGEMENT LLC CRD 345237 · 802-137781 | New state-registered adviser | Saint Petersburg, FL | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-23 | SPROUT FINANCIAL PLANNING, LLC CRD 344832 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-23 | IRONCLAD WEALTH MANAGEMENT LLC CRD 344345 | New state-registered adviser | Brookhaven, GA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-23 | STORMATHRIVE WEALTH MANAGEMENT CRD 342373 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custodyPerformance fees | subscribers | IAPD |
| 35 | 2026-10-23 | ENGINEERED WEALTH & PLANNING CRD 343904 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-10-23 | FAITHFUL HARVEST FINANCIAL CRD 344166 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-23 | VESTED WEALTH CRD 342286 | New state-registered adviser | Hallandale Beach, FL | 3 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 32 | 2026-10-23 | ARTHUR TORRES ADVISORS CRD 344715 | New state-registered adviser | Arecibo, PR | — | — | No website listed | subscribers | IAPD |
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