New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
302 registrations effective in the last 45 days matching your filters · page 5 of 7
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 35 | 2026-10-08 | LONGEVITY FIDUCIARY CRD 340324 | New state-registered adviser | Houston, TX | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-08 | SCHLANGER FINANCIAL CRD 344427 | New state-registered adviser | Littleton, CO | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-08 | INFERENCE WEALTH CRD 343858 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-08 | ONEWAY FINANCIAL, LLC CRD 341114 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-08 | AUREVIA WEALTH MANAGEMENT LLC CRD 341583 | New state-registered adviser | Houston, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-08 | FLEMING WEALTH CRD 343807 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-10-08 | SOLID ROCK FINANCIAL SOLUTIONS LLC CRD 343987 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-08 | VERTUMNUS CAPITAL LLC CRD 342374 | New state-registered adviser | Clayton, MO | 1 | — | No website listedPerformance fees | subscribers | IAPD |
| 43 | 2026-10-09 | EVERCREST CAPITAL PARTNERS LLC CRD 344501 · 802-137684 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-09 | K VENTURES GROWTH GP LLC CRD 344991 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-10-09 | GALACTIC CAPITAL MANAGEMENT, LLC CRD 343996 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-10-09 | CLEARLEAF CRD 288707 · 802-137689 | New state-registered adviser | Louisville, KY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-09 | GINA HAN WEALTH ADVISORY LLC CRD 343729 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 32 | 2026-10-09 | HUNTER FINANCIAL PLANNING CRD 344507 | New state-registered adviser | — | 1 | — | No website listed | subscribers | IAPD |
| 32 | 2026-10-09 | OSTLER FINANCIAL ADVISORS CRD 344500 | New state-registered adviser | — | 2 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-09 | ABNEY WEALTH PARTNERS CRD 343449 | New state-registered adviser | Youngsville, LA | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-09 | CURRAN & COMPANY WEALTH ADVISORY CRD 344308 | New state-registered adviser | Bel Air, MD | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 32 | 2026-10-09 | MAXIMFORTE PRIVATE WEALTH LLC CRD 342663 | New state-registered adviser | New York, NY | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-10-12 | DECORUS IMPERIUM CRD 345016 | New state-registered adviser | Pompano Beach, FL | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-12 | FOURTH PICK MANAGEMENT COMPANY, LLC CRD 344421 | New state-registered adviser | Burbank, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 32 | 2026-10-12 | STEEL TOE WEALTH CRD 344216 | New state-registered adviser | Okemos, MI | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-10-13 | NUVION VENTURES LLC CRD 344925 | New state-registered adviser | Seattle, WA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-13 | FELIX GLOBAL INVESTMENT MANAGEMENT LLC CRD 343587 | New state-registered adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-13 | TERTON CAPITAL MANAGEMENT, LLC CRD 343748 | New state-registered adviser | Irvine, CA | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-10-13 | PNW PROSPERITY & WEALTH MANAGEMENT CRD 342722 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-13 | FIVE TALENT FINANCIAL LLC CRD 343569 | New state-registered adviser | Murray, KY | 2 | $0 | No RAUM yetPerformance fees | subscribers | IAPD |
| 32 | 2026-10-13 | ROYAL WEALTH MANAGEMENT LLC CRD 344283 | New state-registered adviser | — | 1 | — | No website listed | subscribers | IAPD |
| 32 | 2026-10-13 | OCEAN IVY CAPITAL CRD 342276 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-13 | NOSARO CAPITAL LLC CRD 343765 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 43 | 2026-10-14 | MOE CAPITAL MANAGEMENT, LLC CRD 342556 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-10-14 | L-SQUARED INVESTMENT SOLUTIONS LLC CRD 343872 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-14 | ORENTA CAPITAL CRD 342838 | New state-registered adviser | Rockford, IL | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-14 | ESCARPMENT FINANCIAL GROUP, LLC CRD 343281 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-10-14 | DAS FINANCIAL HEALTH (DFH) CRD 344134 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-14 | STRIDE WEALTH LLC CRD 344525 | New state-registered adviser | Queen Creek, AZ | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-14 | STEWARDED, LLC CRD 340739 | New state-registered adviser | Southlake, TX | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-14 | BLUEJAY ADVISOR CRD 343898 | New state-registered adviser | Lewiston, ID | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-14 | DENSITY CAPITAL LLC CRD 344094 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-14 | WEST GROVE WEALTH CRD 343908 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-10-15 | OCEANS EQUITY CRD 344988 · 802-137726 | New state-registered adviser | Miami, FL | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-15 | CLAY POINT INVESTORS CRD 339911 · 802-137719 | New state-registered adviser | Hobe Sound, FL | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-15 | PHARMSTARS VENTURES LLC CRD 344653 | New state-registered adviser | Newton, MA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-15 | JOHNSON RANDALL CRD 344752 | New state-registered adviser | Salt Lake City, UT | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-15 | ZP MANAGEMENT LLC CRD 342365 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-15 | MONDOR FINANCIAL PLANNING LLC CRD 344165 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 32 | 2026-10-15 | RIVERFRONT WEALTH MANAGEMENT CRD 344062 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-10-16 | ESFERA INVESTMENT GROUP CRD 345035 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-16 | FUTURE LABS CAPITAL, LLC CRD 332041 | New state-registered adviser | Jeffersonville, IN | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-16 | FUTURE LABS CAPITAL II, LLC CRD 344596 | New state-registered adviser | Jeffersonville, IN | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-16 | COATES, ROBERT CAINON CRD 340237 · 802-137740 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
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