New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
302 registrations effective in the last 45 days matching your filters · page 3 of 7
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 35 | 2026-09-24 | IB WEALTH MANAGEMENT CRD 342668 | New state-registered adviser | Havre, MT | 5 | — | No website listed | subscribers | IAPD |
| 32 | 2026-09-24 | HAVERFORD WEALTH MANAGEMENT, LLC CRD 343087 | New state-registered adviser | Erie, PA | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-24 | BEACON VETERINARY WEALTH CRD 342859 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-09-25 | BRIGHTWATER LIQUID ALTERNATIVES ADVISOR LLC CRD 343820 | New state-registered adviser | San Juan, PR | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-25 | JCH EQUITY CRD 344474 | New state-registered adviser | Huntsville, TX | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-25 | LEGACY 305 FRHK VENTURE LLC CRD 344628 | New state-registered adviser | Keller, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-25 | CORNER SPEED CAPITAL PARTNERS CRD 344293 · 802-137595 | New state-registered adviser | Fort Worth, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-25 | ZEAL APEX MANAGEMENT LLC CRD 342996 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-25 | ATHARI INTERNATIONAL LLC CRD 344797 | New state-registered adviser | Houston, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-25 | FORMATA LABS CAPITAL ADVISORS, LLC CRD 344768 | New state-registered adviser | San Francisco, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 38 | 2026-09-25 | FINHIVE DISTRIBUTION CRD 340342 | New state-registered adviser | Dallas, TX | 4 | — | subscribers | IAPD | |
| 35 | 2026-09-25 | SHOREGLASS FINANCIAL STUDIO CRD 344363 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 35 | 2026-09-25 | LODESTONE FIDUCIARY LLC CRD 344016 | New state-registered adviser | Minnetonka, MN | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-25 | ANDROMEDA WEALTH LLC CRD 343233 | New state-registered adviser | Miami, FL | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 32 | 2026-09-25 | NAX CAPITAL LLC CRD 342755 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-25 | HUNDRED FINANCIAL PLANNING CRD 343895 | New state-registered adviser | Grand Rapids, MI | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-25 | BELLEAU WOOD ADVISORS CRD 344280 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-25 | ALLIED PLANNING PARTNERS CRD 344396 | New state-registered adviser | — | 1 | — | No website listed | subscribers | IAPD |
| 32 | 2026-09-25 | GTC WEALTH SOLUTIONS, LLC CRD 343377 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-25 | ELESSAR WEALTH CRD 343470 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-09-27 | PHILIP EQUITIES MANAGEMENT LLC CRD 343556 | New state-registered adviser | Greenwich, CT | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-28 | INDUSTRIAL CAPITAL MANAGEMENT, LLC CRD 343864 · 802-137611 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-28 | ACTIONS CAPITAL MANAGERS LLC CRD 341513 · 802-137606 | New state-registered adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-28 | WEALTHHAUS ALPHA IM, LLC CRD 344750 | New state-registered adviser | Greenwood, IN | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-28 | STRANDS CAPITAL MANAGEMENT GP, LLC CRD 344296 | New state-registered adviser | Dana Point, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-09-28 | STRATEGIC APPLICATIONS AND SOLUTIONS, LLC CRD 343805 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-09-28 | PRUDENT HARBOR ADVISORS CRD 344007 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-28 | PERCIPIENT ADVISORS LLC CRD 343567 | New state-registered adviser | — | 1 | — | No website listedPerformance fees | subscribers | IAPD |
| 32 | 2026-09-28 | EAGLE FINANCIAL PLANNING CRD 343624 | New state-registered adviser | Eagle, ID | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 17 | 2026-09-28 | ROKI PRIVATE WEALTH CRD 344035 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listedDisciplinary disclosure | subscribers | IAPD |
| 46 | 2026-09-29 | MEGAPRO CORPORATION CRD 331099 | New state-registered adviser | St. Louis, MO | 4 | $2 | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 43 | 2026-09-29 | SERENDIPITY CAPITAL CRD 344518 · 802-137613 | New state-registered adviser | Cambridge, MA | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-29 | ATRIUM CONSULTING LLC CRD 342930 · 802-137619 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-29 | APAM, LLC CRD 331386 | New state-registered adviser | — | 2 | $17M | Advises private fundsNo website listedHas custody+1 | subscribers | IAPD |
| 35 | 2026-09-29 | CLOCKTOWER PRIVATE WEALTH CRD 343115 | New state-registered adviser | Simpsonville, SC | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-29 | LOVE WEALTH MANAGEMENT LLC CRD 338545 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-29 | SAGEFOLIO ADVISORS CRD 342600 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-29 | ARTHA INVESTMENTS L.L.C. CRD 341518 | New state-registered adviser | Washington, DC | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-29 | HALE WEALTH MANAGEMENT, LLC CRD 343250 | New state-registered adviser | Pensacola, FL | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 43 | 2026-09-30 | NEIL JESANI ASSET MANAGEMENT, LLC CRD 344572 · 802-137623 | New state-registered adviser | Sunrise, FL | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-30 | VAILSHIRE CAPITAL MANAGEMENT, LLC CRD 333571 | New state-registered adviser | Colorado Springs, CO | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-30 | NPU VENTURES MANAGEMENT, LLC CRD 344481 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 38 | 2026-09-30 | BROTHERHOOD RETIREMENT CRD 339151 | New state-registered adviser | Colorado Springs, CO | 6 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-30 | GENERA WEALTH CRD 343744 | New state-registered adviser | — | 3 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-30 | GREENHOUSE INVESTMENTS LLC CRD 344528 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-30 | TAXVET CRD 342653 | New state-registered adviser | San Jose, CA | 1 | — | subscribers | IAPD | |
| 35 | 2026-09-30 | SALIO CAPITAL LLC CRD 343806 | New state-registered adviser | Tysons, VA | 1 | — | subscribers | IAPD | |
| 35 | 2026-09-30 | WESTPORT ADVISORY CRD 340749 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 32 | 2026-09-30 | LAKESHORE PRIVATE OFFICE LLC CRD 343512 | New state-registered adviser | Chicago, IL | 1 | — | No website listed | subscribers | IAPD |
| 32 | 2026-09-30 | LINNHAVN WEALTH ADVISORS LLC CRD 344170 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
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