New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
302 registrations effective in the last 45 days matching your filters · page 1 of 7
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 43 | 2026-09-10 | INVICTUS FINANCIAL GROUP CRD 344527 | New state-registered adviser | Yardley, PA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-10 | OUTLIER CAPITAL ADVISORS, LLC CRD 342902 · 802-137490 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-10 | BROADWATER CAPITAL CRD 337717 · 802-137484 | New state-registered adviser | Fargo, ND | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-10 | WILLOUGHBY INVESTMENTS, LLC CRD 342092 · 802-136982 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-09-10 | LUDGATE CAPITAL CRD 342108 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | HELIX ADVISORS LLC CRD 340983 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | ARCPOINT FINANCIAL ADVISORS CRD 340567 | New state-registered adviser | Roseville, CA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | RIDGESTONE WEALTH CRD 342893 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | GOLDSMITH MARTIN WEALTH STRATEGY CRD 343525 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | ASTRAEA WEALTH MANAGEMENT CRD 342778 | New state-registered adviser | — | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | FIELDSTONE ADVISORY LLC CRD 343109 | New state-registered adviser | Austin, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | PINKSTON WEALTH, LLC CRD 343974 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 32 | 2026-09-10 | GULSRUD CONSULTING LLC CRD 343560 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-10 | CHRISTOPHER JAMES CAPITAL ADVISORS CRD 343166 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-10 | KEARING CAPITAL LLC CRD 343945 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 40 | 2026-09-11 | IZVOR CAPITAL GP, LLC CRD 344235 · 802-137497 | New state-registered adviser | Fairfax Station, VA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 32 | 2026-09-11 | THE WEALTHCARE CLINIC CRD 342399 | New state-registered adviser | — | 2 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-11 | AGIOS CAPITAL LLC CRD 343611 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listedHas custody+1 | subscribers | IAPD |
| 32 | 2026-09-11 | INMAN PARK WEALTH MANAGEMENT CRD 343949 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-11 | YOURVALUES WEALTH COUNSEL, LLC CRD 343039 | New state-registered adviser | — | 1 | — | No website listed | subscribers | IAPD |
| 20 | 2026-09-12 | LTPLANNERS CRD 343517 | New state-registered adviser | Virginia Beach, VA | 2 | $0 | No RAUM yetDisciplinary disclosure | subscribers | IAPD |
| 43 | 2026-09-14 | CRITICAL SERVICES GROUP MANAGEMENT, LP CRD 343878 · 802-137520 | New state-registered adviser | Boston, MA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-14 | LOWERCASE CAPITAL MANAGEMENT, LLC CRD 341793 · 802-137522 | New state-registered adviser | Los Angeles, CA | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-14 | INOCA MANAGEMENT, LLC CRD 344519 · 802-137515 | New state-registered adviser | Park City, UT | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 32 | 2026-09-14 | BLUENOSE WEALTH LLC CRD 342866 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-14 | INTEGRITY INVESTING CRD 340276 | New state-registered adviser | Happy Valley, OR | 1 | — | No website listed | subscribers | IAPD |
| 35 | 2026-09-15 | GROWTH FINANCIAL CRD 342794 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-15 | APRIL ASSET MANAGEMENT LLC CRD 342362 | New state-registered adviser | Deerfield, IL | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-15 | DUNCAN, MATTHEW WILLIAM CRD 344083 | New state-registered adviser | — | 1 | — | No website listed | subscribers | IAPD |
| 32 | 2026-09-15 | HIGH COUNTRY STEWARDSHIP CRD 344104 | New state-registered adviser | Bozeman, MT | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-09-16 | HARVEST ROYALTY MANAGEMENT CRD 344095 | New state-registered adviser | Houston, TX | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-16 | STALWART VENTURES MANAGEMENT, LLC CRD 343799 · 802-137536 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-16 | PERNAS CAPITAL, LP CRD 344549 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-09-16 | BENNINGTON ASSET MANAGEMENT, LLC CRD 342574 | New state-registered adviser | Pittsburgh, PA | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-16 | EVERGLADE CAPITAL, LLC CRD 341491 | New state-registered adviser | Frisco, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-16 | SHAY WEALTH PARTNERS CRD 344353 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 43 | 2026-09-17 | BSF III GP, LLC CRD 342011 · 802-137542 | New state-registered adviser | Berkeley, CA | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-17 | SIDE CREEK CAPITAL MANAGEMENT LLC CRD 344616 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-09-17 | RUBICON FINANCIAL GROUP, LLC CRD 344258 | New state-registered adviser | Fountain Hills, AZ | 1 | — | subscribers | IAPD | |
| 35 | 2026-09-17 | LAFAYETTE FINANCIAL PLANNING LLC CRD 341523 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 43 | 2026-09-18 | ALTERNATIVE LIQUIDITY CAPITAL CRD 344456 · 802-137549 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-18 | TRIGRAM PARTNERS LLC CRD 344654 · 802-137550 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-18 | DURATION VENTURES MANAGEMENT LP CRD 344403 · 802-137551 | New state-registered adviser | Palo Alto, CA | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-18 | NOVICA, LLC CRD 344360 · 802-137434 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-18 | ARGONAUT CAPITAL VENTURES LLC CRD 344298 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-18 | MRP ADVISORS, LLC CRD 340364 · 801-135327 | New state-registered adviser | — | 1 | $96M | subscribers | IAPD | |
| 35 | 2026-09-18 | PRACTICE FIRST INVESTMENT ADVISORS LLC CRD 343957 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | ROATH CAPITAL ADVISORY CRD 338200 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | DELTAX CAPITAL LLC CRD 343139 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | FIDELEON WEALTH ADVISORS LLC CRD 343861 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
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