New investment advisers in Washington
Adviser registrations that became effective in the last 45 days for firms whose main office is in Washington: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
3 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 68 | 2026-09-11 | BETTER FINANCIAL SERVICES, LLC CRD 329520 · 801-137261 | New SEC-registered adviser | Federal Way, WA | 2 | $111M | Has custody | subscribers | IAPD |
| 61 | 2026-10-13 | MONT AI CRD 340142 · 801-137503 | New SEC-registered adviser | Seattle, WA | 4 | $32K | subscribers | IAPD | |
| 43 | 2026-10-13 | NUVION VENTURES LLC CRD 344925 | New state-registered adviser | Seattle, WA | — | — | Advises private funds | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.