New investment advisers in Utah
Adviser registrations that became effective in the last 45 days for firms whose main office is in Utah: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
7 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 35 | 2026-10-21 | SLOPE ADVISORS LLC CRD 342973 | New state-registered adviser | Lehi, UT | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 43 | 2026-10-15 | JOHNSON RANDALL CRD 344752 | New state-registered adviser | Salt Lake City, UT | — | — | Advises private funds | subscribers | IAPD |
| 32 | 2026-10-05 | TAXWISE WEALTH PLANNING LLC CRD 342739 | New state-registered adviser | Farmington, UT | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 35 | 2026-10-02 | CHAMBERLAIN LONG WEALTH MANAGEMENT, LLC CRD 340792 | New state-registered adviser | Alpine, UT | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-01 | WEALTH INNOVATION GROUP CRD 338077 | New state-registered adviser | Logan, UT | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 46 | 2026-09-14 | INOCA MANAGEMENT, LLC CRD 344519 · 802-137515 | New exempt reporting adviser | Park City, UT | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-14 | INOCA MANAGEMENT, LLC CRD 344519 · 802-137515 | New state-registered adviser | Park City, UT | — | — | Advises private fundsNo website listed | subscribers | IAPD |
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