New investment advisers in Texas
Adviser registrations that became effective in the last 45 days for firms whose main office is in Texas: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
4 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 53 | 2026-09-11 | HERNDON PLANT OAKLEY LTD CRD 44971 · 801-137003 | New SEC-registered adviser | Corpus Christi, TX | 3 | $155M | Disciplinary disclosure | subscribers | IAPD |
| 65 | 2026-09-25 | ASK CAPITAL INVESTMENT MANAGERS CRD 287711 · 801-137369 | New SEC-registered adviser | Amarillo, TX | 2 | $110M | No website listed | subscribers | IAPD |
| 68 | 2026-10-06 | PICCOLO INVESTMENT CONSULTING, LLC CRD 170272 · 801-137372 | New SEC-registered adviser | Denton, TX | 2 | $110M | Has custody | subscribers | IAPD |
| 81 | 2026-10-08 | PURPOSE CAPITAL MANAGEMENT, LLC CRD 343181 · 801-137211 | New SEC-registered adviser | Dallas, TX | 6 | $2B | Has custodyPerformance fees | subscribers | IAPD |
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