New investment advisers in Pennsylvania
Adviser registrations that became effective in the last 45 days for firms whose main office is in Pennsylvania: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
5 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 35 | 2026-10-01 | SFR WEALTH LLC CRD 343870 | New state-registered adviser | Lower Burrell, PA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-24 | HAVERFORD WEALTH MANAGEMENT, LLC CRD 343087 | New state-registered adviser | Erie, PA | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 35 | 2026-09-18 | ALJ CAPITAL, LLC CRD 343778 | New state-registered adviser | Cheltenham, PA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-16 | BENNINGTON ASSET MANAGEMENT, LLC CRD 342574 | New state-registered adviser | Pittsburgh, PA | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 43 | 2026-09-10 | INVICTUS FINANCIAL GROUP CRD 344527 | New state-registered adviser | Yardley, PA | — | — | Advises private funds | subscribers | IAPD |
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One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.