New investment advisers in Pennsylvania
Adviser registrations that became effective in the last 45 days for firms whose main office is in Pennsylvania: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
3 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 55 | 2026-10-15 | A-LINX ADVISORS, LLC CRD 340672 · 801-137530 | New SEC-registered adviser | Berwyn, PA | 2 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 68 | 2026-10-02 | DUKE AND DUKE WEALTH MANAGEMENT LLC CRD 290184 · 801-137423 | New SEC-registered adviser | Doylestown, PA | 3 | $102M | subscribers | IAPD | |
| 71 | 2026-09-11 | INTEGRATED WEALTH SOLUTIONS, LLC CRD 334422 · 801-137270 | New SEC-registered adviser | York, PA | 8 | $114M | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.