New investment advisers in Pennsylvania
Adviser registrations that became effective in the last 45 days for firms whose main office is in Pennsylvania: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
12 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 43 | 2026-09-10 | INVICTUS FINANCIAL GROUP CRD 344527 | New state-registered adviser | Yardley, PA | — | — | Advises private funds | subscribers | IAPD |
| 71 | 2026-09-11 | INTEGRATED WEALTH SOLUTIONS, LLC CRD 334422 · 801-137270 | New SEC-registered adviser | York, PA | 8 | $114M | subscribers | IAPD | |
| 49 | 2026-09-11 | SEMINAL BEAUTY AND WELLNESS INVESTMENTS, LLC CRD 343766 · 802-137499 | New exempt reporting adviser | Radnor, PA | — | — | Advises private funds | subscribers | IAPD |
| 65 | 2026-09-14 | LR3 PARTNERS CRD 344089 · 801-137304 | New SEC adviser (120-day rule) | Conshohocken, PA | 3 | — | 120-day rule (must reach $100M RAUM) | subscribers | IAPD |
| 35 | 2026-09-16 | BENNINGTON ASSET MANAGEMENT, LLC CRD 342574 | New state-registered adviser | Pittsburgh, PA | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | ALJ CAPITAL, LLC CRD 343778 | New state-registered adviser | Cheltenham, PA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-24 | HAVERFORD WEALTH MANAGEMENT, LLC CRD 343087 | New state-registered adviser | Erie, PA | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 35 | 2026-10-01 | SFR WEALTH LLC CRD 343870 | New state-registered adviser | Lower Burrell, PA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 68 | 2026-10-02 | DUKE AND DUKE WEALTH MANAGEMENT LLC CRD 290184 · 801-137423 | New SEC-registered adviser | Doylestown, PA | 3 | $102M | subscribers | IAPD | |
| 68 | 2026-10-07 | VALENCE FINANCIAL CRD 343167 · 801-137471 | New SEC adviser (120-day rule) | Bethlehem, PA | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 65 | 2026-10-15 | FRONTIER CAPITAL, LLC CRD 344504 · 801-137506 | New SEC adviser (120-day rule) | Pittsburgh, PA | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 55 | 2026-10-15 | A-LINX ADVISORS, LLC CRD 340672 · 801-137530 | New SEC-registered adviser | Berwyn, PA | 2 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
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