New investment advisers in New York
Adviser registrations that became effective in the last 45 days for firms whose main office is in New York: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
6 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 63 | 2026-09-22 | BLUEROCK ETF ADVISOR, LLC CRD 344162 · 801-137333 | New SEC-registered adviser | New York, NY | 5 | — | Broker-dealer affiliateNo website listed | subscribers | IAPD |
| 87 | 2026-09-25 | COLLABORATIVE FUND MANAGEMENT LLC CRD 167366 · 801-137384 | New SEC-registered adviser | New York, NY | 30 | $1.8B | Advises private funds10+ employeesHas custody+1 | subscribers | IAPD |
| 87 | 2026-10-01 | COEFFICIENT CAPITAL CRD 299097 · 801-137422 | New SEC-registered adviser | New York, NY | 10 | $735M | Advises private funds10+ employeesHas custody+1 | subscribers | IAPD |
| 71 | 2026-10-01 | PLETTENBERG CAPITAL MANAGEMENT, LLC CRD 342946 · 801-137416 | New SEC-registered adviser | New York, NY | 2 | $51M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 55 | 2026-10-16 | SINDARIN CAPITAL LLC CRD 344079 · 801-137548 | New SEC-registered adviser | Fairport, NY | 1 | — | No website listed | subscribers | IAPD |
| 58 | 2026-10-19 | BUILDSAINTS CRD 344466 · 801-137444 | New SEC-registered adviser | New York, NY | 1 | $0 | No RAUM yet | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.