New investment advisers in Nebraska
Adviser registrations that became effective in the last 45 days for firms whose main office is in Nebraska: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
2 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 75 | 2026-10-22 | ROUND TABLE INVESTMENT STRATEGIES, LLC CRD 139492 · 801-137576 | New SEC-registered adviser | Lincoln, NE | 4 | $107M | Notice-filed in 5+ states | subscribers | IAPD |
| 55 | 2026-09-17 | MILEMARKER INVESTMENT SOLUTIONS, LLC CRD 343499 · 801-137330 | New SEC-registered adviser | Lincoln, NE | 3 | — | No website listed | subscribers | IAPD |
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