New investment advisers in Georgia
Adviser registrations that became effective in the last 45 days for firms whose main office is in Georgia: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
2 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 69 | 2026-09-30 | STRIBLING-WHALEN FINANCIAL GROUP CRD 343346 · 801-137279 | New SEC adviser (120-day rule) | Gainesville, GA | 7 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed+1 | subscribers | IAPD |
| 72 | 2026-09-23 | BCM FIXED INCOME CRD 344121 · 801-137351 | New SEC adviser (120-day rule) | Atlanta, GA | 6 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNotice-filed in 5+ states+1 | subscribers | IAPD |
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