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Seaport Securities Corp. registers with the SEC under the 120-day rule (New York, NY)
New SEC adviser (120-day rule) · CRD 8330 · 801-137631 · effective 2026-10-28
Effective 2026-10-28. 5 employees (1 advisory), no regulatory AUM reported yet. Notice-filed in NY. Corporation (NY).
120-day rule (must reach $100M RAUM)No RAUM yet
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Private funds and their service providers
Schedule D, Section 7.B.(1) of the adviser's Form ADV: every private fund it reports, with the auditor, administrator, custodian and prime broker named for each.
This adviser reports no private funds on Form ADV.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance