62
Leland Wealth Management registers with the SEC under the 120-day rule
New SEC adviser (120-day rule) · CRD 344175 · 801-137396 · effective 2026-09-30
Effective 2026-09-30. 3 employees (1 advisory), no regulatory AUM reported yet. Notice-filed in CA. Limited Liability Company (CA).
120-day rule (must reach $100M RAUM)No RAUM yetNo website listed
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Private funds and their service providers
Schedule D, Section 7.B.(1) of the adviser's Form ADV: every private fund it reports, with the auditor, administrator, custodian and prime broker named for each.
This adviser reports no private funds on Form ADV.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance