FormDSignal
73

Io Capital, LLC registers with the SEC under the 120-day rule

New SEC adviser (120-day rule) · CRD 342770 · 801-137624 · effective 2026-10-28

Effective 2026-10-28. 3 employees (3 advisory). Advises private funds. Notice-filed in CA. Limited Liability Company (DE).

120-day rule (must reach $100M RAUM)Advises private fundsHas custodyPerformance fees

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Private funds and their service providers

Schedule D, Section 7.B.(1) of the adviser's Form ADV: every private fund it reports, with the auditor, administrator, custodian and prime broker named for each.

This adviser's Schedule D has not been read yet; it is queued and appears here once read.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Fund administration & audit
  • Custodian / clearing
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance