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Farmers Asset Management, LLC registers with the SEC (Westlake Village, CA)
New SEC-registered adviser · CRD 336230 · 801-137660 · effective 2026-10-29
Effective 2026-10-29. 24 employees (20 advisory), $8M regulatory AUM across 9 accounts. Affiliated with a broker-dealer. Notice-filed in AZ, CA, CO, GA, IL, IA +10. Limited Liability Company (NV).
Broker-dealer affiliate10+ employeesNotice-filed in 5+ states
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Private funds and their service providers
Schedule D, Section 7.B.(1) of the adviser's Form ADV: every private fund it reports, with the auditor, administrator, custodian and prime broker named for each.
This adviser reports no private funds on Form ADV.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Recruiting & RIA platforms
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance