New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
646 registrations effective in the last 45 days · page 1 of 13
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 79 | 2026-09-09 | ACUTA CAPITAL PARTNERS, LLC CRD 158869 · 801-136966 | New SEC-registered adviser | Redwood City, CA | 4 | $173M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 79 | 2026-09-09 | COMMONWEALTH ASSET MANAGEMENT LP CRD 306098 · 801-136890 | New SEC-registered adviser | Los Angeles, CA | 4 | $296M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 71 | 2026-09-09 | ALIGNED WEALTH ADVISORS, LLC CRD 343143 · 801-137229 | New SEC adviser (120-day rule) | Miami, FL | 15 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees | subscribers | IAPD |
| 68 | 2026-09-09 | CREATED WEALTH ADVISORY CRD 343953 · 801-137243 | New SEC adviser (120-day rule) | Venice, CA | 4 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 65 | 2026-09-09 | HEIRMONT WEALTH MANAGEMENT CRD 344021 · 801-137258 | New SEC adviser (120-day rule) | Uniondale, NY | 2 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 63 | 2026-09-09 | BIG ROCK ADVISORS LLC CRD 330067 · 801-137259 | New SEC-registered adviser | Sag Harbor, NY | 3 | $28M | subscribers | IAPD | |
| 62 | 2026-09-09 | GEIGER GROUP WEALTH MANAGEMENT CRD 343752 · 801-137249 | New SEC adviser (120-day rule) | — | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 62 | 2026-09-09 | NEL MEZZO LLC CRD 343911 · 801-137257 | New SEC adviser (120-day rule) | — | 1 | — | 120-day rule (must reach $100M RAUM)No website listedPerformance fees | subscribers | IAPD |
| 62 | 2026-09-09 | BELLERIVE CAPITAL, LLC CRD 343680 · 801-137225 | New SEC adviser (120-day rule) | — | 2 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 54 | 2026-09-09 | BANYAN BIO CRD 342873 · 802-137481 | New exempt reporting adviser | Boston, MA | — | — | Advises private fundsBroker-dealer affiliate | subscribers | IAPD |
| 49 | 2026-09-09 | 76 SOUTH CAPITAL LLC CRD 342878 · 802-137476 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-09 | PICTON INVESTMENTS CRD 341023 · 802-137478 | New exempt reporting adviser | Toronto, Ontario | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-09 | SR ABF ADVISORS LP CRD 343630 · 801-137256 | New SEC-registered adviser | New York, NY | 333 | $0 | No RAUM yet10+ employeesHas custody | subscribers | IAPD |
| 46 | 2026-09-09 | CATALIGHT CAPITAL US, LLC CRD 344046 · 802-137482 | New exempt reporting adviser | Sunnyvale, CA | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-09 | GROUNDWORK MANAGEMENT PARTNERS, LLC CRD 325606 · 802-137479 | New exempt reporting adviser | San Francisco, CA | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 43 | 2026-09-09 | 76 SOUTH CAPITAL LLC CRD 342878 · 802-137476 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-09 | CHARLTON STREET PARTNERS LLC CRD 341380 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-09 | 21J CAPITAL MANAGEMENT, LLC CRD 343387 | New state-registered adviser | Miami, FL | — | — | Advises private funds | subscribers | IAPD |
| 41 | 2026-09-09 | LAT WEALTH FINANCIAL ADVISORS CRD 342454 | New state-registered adviser | Clearwater, FL | 10 | $0 | No RAUM yet10+ employeesHas custody | subscribers | IAPD |
| 40 | 2026-09-09 | D3 MANAGEMENT COMPANY LLC CRD 340273 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-09-09 | BEAR & EAGLE INVESTMENTS LLC CRD 343699 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-09 | BLACK SALT ADVISORS LLC CRD 339063 | New state-registered adviser | Salt Lake City, UT | 1 | — | subscribers | IAPD | |
| 35 | 2026-09-09 | TEAPOT INVESTMENTS LLC CRD 342851 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-09 | SYNCHRAVEST LLC CRD 343653 | New state-registered adviser | Scottsdale, AZ | 1 | $0 | No RAUM yetNo website listedPerformance fees | subscribers | IAPD |
| 25 | 2026-09-09 | POPPY CAPITAL CRD 337408 | New state-registered adviser | San Juan, PR | 4 | $0 | No RAUM yetBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 76 | 2026-09-10 | BURLINGAME WEALTH MANAGEMENT, LLC CRD 300041 · 801-137010 | New SEC-registered adviser | Burlingame, CA | 1 | $129M | Advises private funds | subscribers | IAPD |
| 75 | 2026-09-10 | RISE PRIVATE WEALTH MANAGEMENT CRD 343846 · 801-137220 | New SEC adviser (120-day rule) | Bedford, NH | 102 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees | subscribers | IAPD |
| 75 | 2026-09-10 | BLUE ANCHOR WEALTH ADVISORS, LLC CRD 307522 · 801-136806 | New SEC-registered adviser | Ketchikan, AK | 6 | $144M | Has custodyNotice-filed in 5+ states | subscribers | IAPD |
| 67 | 2026-09-10 | CAMERON SIGNATURE WEALTH ADVISORS LLC CRD 339500 · 801-137072 | New SEC adviser (120-day rule) | Charlotte, NC | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetBroker-dealer affiliate | subscribers | IAPD |
| 62 | 2026-09-10 | MADISON LASALLE ADVISERS LLC CRD 342901 · 801-137273 | New SEC adviser (120-day rule) | Chicago, IL | 2 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 49 | 2026-09-10 | CHENEL ASSET MANAGEMENT LLC CRD 344065 · 802-137485 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-10 | OUTLIER CAPITAL ADVISORS, LLC CRD 342902 · 802-137490 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | KELAI MANAGEMENT LLC CRD 343830 · 802-137489 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | HANSA CAPITAL PARTNERS LLP CRD 343267 · 802-137487 | New exempt reporting adviser | London | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | RED EMBER CAPITAL CRD 343093 · 802-137483 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | VALIANT ASSET MANAGEMENT LTD CRD 342228 · 802-137486 | New exempt reporting adviser | London | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | BROADWATER CAPITAL CRD 337717 · 802-137484 | New exempt reporting adviser | Fargo, ND | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-09-10 | CAMPSITE HOLDINGS LLC CRD 344395 · 802-137491 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 43 | 2026-09-10 | WILLOUGHBY INVESTMENTS, LLC CRD 342092 · 802-136982 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-10 | BROADWATER CAPITAL CRD 337717 · 802-137484 | New state-registered adviser | Fargo, ND | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-10 | OUTLIER CAPITAL ADVISORS, LLC CRD 342902 · 802-137490 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-10 | INVICTUS FINANCIAL GROUP CRD 344527 | New state-registered adviser | Yardley, PA | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-09-10 | PINKSTON WEALTH, LLC CRD 343974 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 35 | 2026-09-10 | ASTRAEA WEALTH MANAGEMENT CRD 342778 | New state-registered adviser | — | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | LUDGATE CAPITAL CRD 342108 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | FIELDSTONE ADVISORY LLC CRD 343109 | New state-registered adviser | Austin, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | ARCPOINT FINANCIAL ADVISORS CRD 340567 | New state-registered adviser | Roseville, CA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | RIDGESTONE WEALTH CRD 342893 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | GOLDSMITH MARTIN WEALTH STRATEGY CRD 343525 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-10 | HELIX ADVISORS LLC CRD 340983 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |