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New investment advisers in South Carolina

Adviser registrations that became effective in the last 45 days for firms whose main office is in South Carolina: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.

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3 registrations effective in the last 45 days matching your filters · page 1 of 1

ScoreEffective ↓FirmRegistrationLocationEmployeesRAUMFlagsContactSource
462026-10-13BIG RED HOUSE MANAGEMENT
CRD 344416 · 802-137706
New exempt reporting adviserMount Pleasant, SC——
Advises private fundsNo website listedVenture capital adviser
subscribersIAPD
352026-09-29CLOCKTOWER PRIVATE WEALTH
CRD 343115
New state-registered adviserSimpsonville, SC1$0
No RAUM yet
subscribersIAPD
682026-09-16PROFESSIONAL PLANNING & WEALTH
CRD 342089 · 801-137303
New SEC adviser (120-day rule)Greenville, SC5$0
120-day rule (must reach $100M RAUM)No RAUM yet
subscribersIAPD
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