New investment advisers in Minnesota
Adviser registrations that became effective in the last 45 days for firms whose main office is in Minnesota: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
7 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 69 | 2026-10-07 | LAKESTONE WEALTH MANAGEMENT CRD 344441 · 801-137582 | New SEC adviser (120-day rule) | Minnetonka, MN | 6 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed+1 | subscribers | IAPD |
| 35 | 2026-09-25 | LODESTONE FIDUCIARY LLC CRD 344016 | New state-registered adviser | Minnetonka, MN | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 62 | 2026-09-24 | BORIA WEALTH MANAGEMENT, LTD CRD 343761 · 801-137370 | New SEC adviser (120-day rule) | Wayzata, MN | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 49 | 2026-09-23 | BROWN VENTURE GROUP LLC CRD 344266 · 802-137585 | New exempt reporting adviser | Saint Paul, MN | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-23 | BROWN VENTURE GROUP LLC CRD 344266 · 802-137585 | New state-registered adviser | Saint Paul, MN | — | — | Advises private funds | subscribers | IAPD |
| 71 | 2026-09-14 | FATHOM ADVISORS LLC CRD 343731 · 801-137182 | New SEC adviser (120-day rule) | Minneapolis, MN | 22 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees | subscribers | IAPD |
| 65 | 2026-09-14 | VESSEL WEALTH PARTNERS CRD 343180 · 801-137298 | New SEC adviser (120-day rule) | Mendota Heights, MN | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
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