New investment advisers in Arizona
Adviser registrations that became effective in the last 45 days for firms whose main office is in Arizona: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
8 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 32 | 2026-10-21 | FUNCTION WEALTH ADVISORS LLC CRD 344306 | New state-registered adviser | Prescott, AZ | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 46 | 2026-10-19 | TRENCHES CAPITAL MANAGEMENT LLC CRD 341839 · 802-137742 | New exempt reporting adviser | Phoenix, AZ | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 32 | 2026-10-14 | STRIDE WEALTH LLC CRD 344525 | New state-registered adviser | Queen Creek, AZ | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 35 | 2026-10-07 | SCENARIO WEALTH MANAGEMENT LLC CRD 344693 | New state-registered adviser | Fountain Hills, AZ | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-17 | RUBICON FINANCIAL GROUP, LLC CRD 344258 | New state-registered adviser | Fountain Hills, AZ | 1 | — | subscribers | IAPD | |
| 55 | 2026-09-15 | ZOOP ALPHA ADVISORS CRD 343280 · 801-137254 | New SEC-registered adviser | Mesa, AZ | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 71 | 2026-09-14 | ENDEAVOR ADVISORS LLC CRD 309563 · 801-137294 | New SEC-registered adviser | Phoenix, AZ | 4 | $114M | subscribers | IAPD | |
| 32 | 2026-09-09 | SYNCHRAVEST LLC CRD 343653 | New state-registered adviser | Scottsdale, AZ | 1 | $0 | No RAUM yetNo website listedPerformance fees | subscribers | IAPD |
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