65
Haven Funding LLC registers with the SEC under the 120-day rule (Santa Barbara, CA)
New SEC adviser (120-day rule) · CRD 344545 · 801-137586 · effective 2026-10-23
Effective 2026-10-23. 1 employee (1 advisory), no regulatory AUM reported yet. Notice-filed in CA. Limited Liability Company (DE).
120-day rule (must reach $100M RAUM)No RAUM yet
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance