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Orion Capital Wealth And Investment Management, LLC registers with the SEC under the 120-day rule (Las Vegas, NV)
New SEC adviser (120-day rule) · CRD 343682 · 801-137438 · effective 2026-10-22
Effective 2026-10-22. 11 employees (9 advisory). Notice-filed in CA, NV. Limited Liability Company (NV).
120-day rule (must reach $100M RAUM)10+ employeesNo website listedDisciplinary disclosure
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance
- Custodian / clearing