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Stribling-Whalen Financial Group registers with the SEC under the 120-day rule (Gainesville, GA)
New SEC adviser (120-day rule) · CRD 343346 · 801-137279 · effective 2026-09-30
Effective 2026-09-30. 7 employees (2 advisory), no regulatory AUM reported yet. Notice-filed in NC, SC, TX, FL, GA. Limited Liability Company (GA).
120-day rule (must reach $100M RAUM)No RAUM yetNo website listedNotice-filed in 5+ states
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance