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Capital Synergy Partners registers with the SEC (Irvine, CA)
New SEC-registered adviser · CRD 148733 · 801-136697 · effective 2026-10-21
Effective 2026-10-21. 46 employees (13 advisory), $102M regulatory AUM across 331 accounts. Affiliated with a broker-dealer. Corporation (CA).
Broker-dealer affiliate10+ employees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Recruiting & RIA platforms
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance