Regency Financial Group registers with the SEC

New SEC-registered adviser · CRD 139892 · 801-137504 · effective 2026-10-23

Effective 2026-10-23. 1 employee (1 advisory), $35M regulatory AUM across 206 accounts. Notice-filed in CA. Sole Proprietorship.

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.