37
NZC GUGGENHEIM FUND LLC updates its Form D — $1.11B sold
Fund raise update · Other fund · Open-ended · Offering Indefinite · Sold $1.11B · SANTA MONICA, CA · filed 2025-10-14
3(c)(7) — qualified purchasers
37
NZC GUGGENHEIM FUND LLC updates its Form D — $1.11B sold
Fund raise update · Other fund · Open-ended · SANTA MONICA, CA · Form D/A filed 2026-05-15 · all Nzc Guggenheim vehicles
$100M+ sold3(c)(7) — qualified purchasers
Why now — by persona
Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
People on the filing
| Thomas H. Hauser | Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. |
| Alastair M. McKeever | Mr. McKeever is Managing Director of the Investment Adviser of the Issuer. |
| Kevin H. Gundersen | Mr. Gundersen is Senior Managing Director of the Sub-Adviser of the Issuer. |
| Daniel M. Montegari | Mr. Montegari is Managing Director of the Investment Adviser of the Issuer. |
Signed by Robert Saperstein, Chief Compliance Officer of the Investment Adviser.
Placement agents / sales compensation: Kelson Capital LLC; ABG, LLC; Guggenheim Funds Distributors, LLC; Guggenheim Securities, LLC
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.
Other filings by this issuer
37
NZC GUGGENHEIM FUND LLC updates its Form D — $1.11B sold
Fund raise update · Other fund · Open-ended · Offering Indefinite · Sold $1.11B · SANTA MONICA, CA · filed 2024-10-11
3(c)(7) — qualified purchasers