FormDSignal
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RiverNorth Opportunities Fund closes $75M offering in West Palm Beach

New fund · Opportunistic / special situations · Closed · WEST PALM BEACH, FL · Form D filed 2026-10-02 · sponsor: RiverNorth

RiverNorth Opportunities Fund, Inc., a Maryland corporation, closed a $75M offering under Regulation D exemption 06b. The fund sold shares to 7 investors with a first sale date of September 18, 2026.

First filing by this entityPlacement agent engagedOpportunistic / special situations

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People on the filing

Patrick W. GalleyDirector, Chairman and President
Marcus L. CollinsChief Compliance Officer and Secretary
Jonathan M. MohrhardtTreasurer and Chief Financial Officer
Jerry R. RaioDirector
John K. CarterDirector
Lisa B. MouginDirector
David M. SwansonDirector

Signed by Patrick W. Galley, President.

Placement agents / sales compensation: UBS Securities LLC

Filing contact

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