Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
| John M. Loffredo | Executive Managing Director of MacKay Shields LLC |
| N/A MacKay Municipal Managers Opportunities Allocation GP LLC | General Partner of the Issuer |
| N/A MacKay Shields LLC | Investment Manager of the Issuer |
| Robert A. DiMella | Executive Managing Director of MacKay Shields LLC |
Signed by Rene A. Bustamante, Executive Managing Director of the Investment Manager.
Placement agents / sales compensation: Merrill Lynch, Pierce, Fenner & Smith Incorporated; Morgan Stanley Smith Barney LLC; UBS Financial Services Inc.; RBC Capital Markets, LLC; iCapital Markets LLC; NYLIFE Distributors, LLC; Rockefeller Financial LLC
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.
