Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
| - Alkeon Capital Management, LLC | Investment Manager |
| Kevin Phillip | Director |
| Jorge Orvananos | Director |
| George Mykoniatis | Director |
Signed by Jennifer Shufro, Managing Director of the Investment Manager.
Placement agents / sales compensation: PURSHE KAPLAN STERLING INVESTMENTS, INC.; Morgan Stanley & Co. LLC; DEUTSCHE BANK SECURITIES INC.; MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED; AMERIPRISE FINANCIAL SERVICES, INC.; PICKWICK CAPITAL PARTNERS, LLC; OPPENHEIMER & CO. INC.; First Republic Securities Company, LLC; STIFEL, NICOLAUS & COMPANY, INCORPORATED; LPL FINANCIAL LLC; RBC CAPITAL MARKETS, LLC; Deutsche Bank Trust Company Americas; JEFFERIES LLC; FDX Capital LLC; CAIS Capital LLC; Rockefeller Financial LLC; UBS Financial Services Inc.; HIGHTOWER SECURITIES, LLC; B. RILEY WEALTH MANAGEMENT; J.P. MORGAN SECURITIES LLC; RAYMOND JAMES FINANCIAL SERVICES, INC.
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.
