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NEW YORK LIFE INSURANCE & ANNUITY CORP updates its Form D — $135.4M sold
Fund raise update · Open-ended · Offering Indefinite · Sold $135.4M · NEW YORK, NY · filed 2025-03-12
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NEW YORK LIFE INSURANCE & ANNUITY CORP files an open-ended private fund
New fund · Open-ended · NEW YORK, NY · Form D filed 2026-03-11 · all New York Life vehicles
Placement agent engaged
Why now — by persona
Relevant to: Fund administrator, Fund audit & tax. Lead card pending.
People on the filing
| Thomas A. Hendry | Executive Officer, Director |
| Michael A. Gamble | Executive Officer |
| Craig A. Sabal | Director |
| Amy A. Miller | Director |
| Jodi L. Kravitz | Executive Officer, Director |
| Craig L. DeSanto | Executive Officer, Director |
| Michael A. McDonnell | Executive Officer, Director |
| Erik A. Anderson | Executive Officer, Director |
| Eric A. Feldstein | Executive Officer, Director |
| Robert M. Gardner | Executive Officer, Director |
| Janis C. Rubin | Executive Officer |
| Colleen A. Meade | Executive Officer |
Signed by Janis Rubin, Vice President.
Placement agents / sales compensation: First Liberties Financial; Oglivie Security Advisors Corporation; World Equity Group, Inc.; M Holdings Securities Inc.; NYLIFE Securities LLC; Wachovia Insurance Services, Inc.; GA Financial, Inc.; NYLINK Insurance Agency Incorporated; Royal Alliance Associates; American Portfolios Financial Services; New Investors World, Inc.; NFP Securities, Inc.; Stern Capital LLC; First Montauk Securities Corp.; MAG Financial Inc.; Manor House Capital, LLC; Lincoln Financial Advisors Corp.; MML Investors Services, Inc.; LPL Financial LLC; Lion Street Financial; Deutsche Bank Securities Inc.; Ross Securities Corporation; Park Avenue Securities LLC; Wealth Preservation Associates LLC
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.