New investment advisers in Texas
Adviser registrations that became effective in the last 45 days for firms whose main office is in Texas: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
5 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 68 | 2026-09-18 | HOLM & BAUCOM WEALTH ADVISORS, LLC CRD 343838 · 801-137246 | New SEC adviser (120-day rule) | Victoria, TX | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 65 | 2026-09-25 | 24A CAPITAL MANAGEMENT LLC CRD 344247 · 801-137382 | New SEC adviser (120-day rule) | Houston, TX | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetPerformance fees | subscribers | IAPD |
| 70 | 2026-10-20 | GRAVITY ADVISERS LLC CRD 344703 · 801-137563 | New SEC adviser (120-day rule) | Houston, TX | 1 | — | 120-day rule (must reach $100M RAUM)Broker-dealer affiliate | subscribers | IAPD |
| 65 | 2026-10-20 | THREE OAKS ADVISORY GROUP, LLC CRD 344348 · 801-137566 | New SEC adviser (120-day rule) | Richardson, TX | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 65 | 2026-10-22 | DRIFTMARK CAPITAL CRD 338531 · 801-137575 | New SEC adviser (120-day rule) | Dallas, TX | 3 | — | 120-day rule (must reach $100M RAUM)Has custody | subscribers | IAPD |
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