New investment advisers in New Jersey
Adviser registrations that became effective in the last 45 days for firms whose main office is in New Jersey: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
3 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 63 | 2026-09-11 | PTS BROKERAGE, LLC CRD 119307 · 801-136814 | New SEC-registered adviser | Mt. Laurel, NJ | 18 | $132M | 10+ employeesHas custodyDisciplinary disclosure+1 | subscribers | IAPD |
| 58 | 2026-09-21 | PORTFOLIO ADVISORY PARTNERS CRD 336215 · 801-135332 | New SEC-registered adviser | North Brunswick, NJ | 1 | — | subscribers | IAPD | |
| 79 | 2026-10-22 | CARAPACE FINANCIAL ADVISORS LLC CRD 291404 · 801-137517 | New SEC-registered adviser | Bedminster, NJ | 5 | $106M | Advises private fundsHas custody | subscribers | IAPD |
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