New investment advisers in North Carolina
Adviser registrations that became effective in the last 45 days for firms whose main office is in North Carolina: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
1 registration effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 51 | 2026-10-01 | MEM MANAGER, LLC CRD 344130 · 802-137642 | New exempt reporting adviser | Charlotte, NC | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
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