New investment advisers in North Carolina
Adviser registrations that became effective in the last 45 days for firms whose main office is in North Carolina: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
4 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 67 | 2026-09-10 | CAMERON SIGNATURE WEALTH ADVISORS LLC CRD 339500 · 801-137072 | New SEC adviser (120-day rule) | Charlotte, NC | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetBroker-dealer affiliate+1 | subscribers | IAPD |
| 62 | 2026-10-01 | EAST FRANKLIN CAPITAL CRD 343891 · 801-137405 | New SEC adviser (120-day rule) | Wilmington, NC | 1 | — | 120-day rule (must reach $100M RAUM)No website listed | subscribers | IAPD |
| 68 | 2026-10-13 | YELLOWWOOD WEALTH SOLUTIONS, LLC CRD 344334 · 801-137498 | New SEC adviser (120-day rule) | Charlotte, NC | 7 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 68 | 2026-10-23 | CRESCENT ADVISORY SOLUTIONS, LLC CRD 344292 · 801-137579 | New SEC adviser (120-day rule) | Cary, NC | 11 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees+1 | subscribers | IAPD |
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