New investment advisers in Kentucky
Adviser registrations that became effective in the last 45 days for firms whose main office is in Kentucky: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
3 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 40 | 2026-10-09 | CLEARLEAF CRD 288707 · 802-137689 | New state-registered adviser | Louisville, KY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-13 | FIVE TALENT FINANCIAL LLC CRD 343569 | New state-registered adviser | Murray, KY | 2 | $0 | No RAUM yetPerformance fees | subscribers | IAPD |
| 43 | 2026-10-20 | LANIER ASSET MANAGEMENT, LLC CRD 150888 · 801-107331 | New state-registered adviser | Louisville, KY | — | — | Advises private funds | subscribers | IAPD |
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