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New investment advisers in Indiana

Adviser registrations that became effective in the last 45 days for firms whose main office is in Indiana: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.

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4 registrations effective in the last 45 days matching your filters · page 1 of 1

ScoreEffective ↑FirmRegistrationLocationEmployeesRAUMFlagsContactSource
402026-09-28WEALTHHAUS ALPHA IM, LLC
CRD 344750
New state-registered adviserGreenwood, IN——
Advises private fundsNo website listed
subscribersIAPD
352026-10-02GBS INVESTMENTS
CRD 344535
New state-registered adviserMarion, IN1$0
No RAUM yet
subscribersIAPD
432026-10-16FUTURE LABS CAPITAL, LLC
CRD 332041
New state-registered adviserJeffersonville, IN——
Advises private funds
subscribersIAPD
432026-10-16FUTURE LABS CAPITAL II, LLC
CRD 344596
New state-registered adviserJeffersonville, IN——
Advises private funds
subscribersIAPD
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