New investment advisers in Florida
Adviser registrations that became effective in the last 45 days for firms whose main office is in Florida: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
10 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 65 | 2026-10-23 | NOSTRADAMUS SOLUTIONS LLC CRD 344458 · 801-137580 | New SEC adviser (120-day rule) | Miami, FL | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 62 | 2026-10-22 | BLUE ORCA SECURITIES CRD 344606 · 801-137556 | New SEC adviser (120-day rule) | North Palm Beach, FL | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 66 | 2026-10-19 | C2C PRIVATE WEALTH, LLC CRD 343915 · 801-137363 | New SEC adviser (120-day rule) | Miami, FL | 2 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed+1 | subscribers | IAPD |
| 65 | 2026-10-16 | FOUR PILLARS FINANCIAL PLANNING GROUP, LLC CRD 343979 · 801-137547 | New SEC adviser (120-day rule) | Nokomis, FL | 9 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 75 | 2026-10-05 | LATIGO PEAK PARTNERS, LLC CRD 344428 · 801-137451 | New SEC adviser (120-day rule) | Palm Beach Gardens, FL | 10 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees+1 | subscribers | IAPD |
| 68 | 2026-10-01 | NEXTREG ADVISORS LLC CRD 344045 · 801-137406 | New SEC adviser (120-day rule) | Miami, FL | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 65 | 2026-09-22 | FORTUNA PRIVATE WEALTH MANAGEMENT CORP. CRD 343722 · 801-137148 | New SEC adviser (120-day rule) | Miami, FL | 2 | — | 120-day rule (must reach $100M RAUM) | subscribers | IAPD |
| 69 | 2026-09-16 | OPIMA CAPITAL MANAGEMENT, LLC CRD 343836 · 801-137315 | New SEC adviser (120-day rule) | Ocoee, FL | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNotice-filed in 5+ states | subscribers | IAPD |
| 62 | 2026-09-14 | DAN THORNSBERRY CAPITAL ADVISORS, LLC CRD 343946 · 801-137287 | New SEC adviser (120-day rule) | Belleair Beach, FL | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 65 | 2026-09-11 | BOARDWALK INVESTMENT GROUP LP CRD 342867 · 801-137272 | New SEC adviser (120-day rule) | Miami, FL | 3 | — | 120-day rule (must reach $100M RAUM)Performance fees | subscribers | IAPD |
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