New investment advisers in Connecticut
Adviser registrations that became effective in the last 45 days for firms whose main office is in Connecticut: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
2 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 62 | 2026-09-17 | STELVIO PRIVATE WEALTH CRD 343939 · 801-137327 | New SEC adviser (120-day rule) | Greenwich, CT | 2 | — | 120-day rule (must reach $100M RAUM)No website listed | subscribers | IAPD |
| 65 | 2026-10-19 | INNOVATIVE WEALTH PLANNING, LLC CRD 344346 · 801-137456 | New SEC adviser (120-day rule) | Suffield, CT | 2 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
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One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.