New investment advisers in California
Adviser registrations that became effective in the last 45 days for firms whose main office is in California: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
55 registrations effective in the last 45 days matching your filters · page 2 of 2
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 71 | 2026-10-22 | PRESIDIO GROUP ADVISORS CRD 344581 · 801-137565 | New SEC-registered adviser | Walnut Creek, CA | 4 | $439M | subscribers | IAPD | |
| 87 | 2026-10-23 | ALPHA EDISON MANAGEMENT COMPANY, LLC CRD 284514 · 801-137320 | New SEC-registered adviser | Los Angeles, CA | 10 | $738M | Advises private funds10+ employeesHas custody+1 | subscribers | IAPD |
| 68 | 2026-10-23 | PICACHO FINANCIAL CONSULTING CRD 344639 · 801-137583 | New SEC adviser (120-day rule) | Hermosa Beach, CA | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 66 | 2026-10-23 | GK PRIVATE INVESTMENT LLC CRD 342106 · 801-137589 | New SEC-registered adviser | Santa Monica, CA | 1 | $11M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 65 | 2026-10-23 | HAVEN FUNDING LLC CRD 344545 · 801-137586 | New SEC adviser (120-day rule) | Santa Barbara, CA | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
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