New investment advisers in Arizona
Adviser registrations that became effective in the last 45 days for firms whose main office is in Arizona: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
4 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 35 | 2026-09-17 | RUBICON FINANCIAL GROUP, LLC CRD 344258 | New state-registered adviser | Fountain Hills, AZ | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-07 | SCENARIO WEALTH MANAGEMENT LLC CRD 344693 | New state-registered adviser | Fountain Hills, AZ | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-10-14 | STRIDE WEALTH LLC CRD 344525 | New state-registered adviser | Queen Creek, AZ | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-21 | FUNCTION WEALTH ADVISORS LLC CRD 344306 | New state-registered adviser | Prescott, AZ | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.