New investment advisers in Arizona
Adviser registrations that became effective in the last 45 days for firms whose main office is in Arizona: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
2 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 71 | 2026-09-14 | ENDEAVOR ADVISORS LLC CRD 309563 · 801-137294 | New SEC-registered adviser | Phoenix, AZ | 4 | $114M | subscribers | IAPD | |
| 55 | 2026-09-15 | ZOOP ALPHA ADVISORS CRD 343280 · 801-137254 | New SEC-registered adviser | Mesa, AZ | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.