New investment advisers in Alabama

Adviser registrations that became effective in the last 45 days for firms whose main office is in Alabama: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.

New exempt reporting adviser · 141 New SEC-registered adviser · 90 New SEC adviser (120-day rule) · 88 New state-registered adviser · 302

1 registration effective in the last 45 days matching your filters · page 1 of 1

Score	Effective ↓	Firm	Registration	Location	Employees	RAUM	Flags	Contact	Source
45	2026-10-19	REDHAWK ADVISORY CRD 297454 · 802-131710	New state-registered adviser	Birmingham, AL	2	$33M	Advises private fundsNo website listed	subscribers	IAPD

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